-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SBnoMutHZiZ6/XoSSOrbF0BVRy57mZ8rkrbodNHYEgNH8pKm/j0Nmt23bsltPgvj ErBwisojiVJCYLl+bBfRmA== 0000950133-98-000504.txt : 19980218 0000950133-98-000504.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950133-98-000504 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OBJECTIVE COMMUNICATIONS INC CENTRAL INDEX KEY: 0000944310 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 541707962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53297 FILM NUMBER: 98543304 BUSINESS ADDRESS: STREET 1: 14100 MEADOW PARK DR CITY: CHANTILLY STATE: VA ZIP: 20151 BUSINESS PHONE: 7032273000 MAIL ADDRESS: STREET 1: 14100 MEADOW PARK DRIVE CITY: CHANTILLY STATE: VA ZIP: 20151 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS STEVEN A CENTRAL INDEX KEY: 0001055922 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 75 ROCHESTER AVENUE CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 6033346700 MAIL ADDRESS: STREET 1: 75 ROCHESTER AVENUE CITY: PORTSMOUTH STATE: NH ZIP: 03801 SC 13G 1 SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)* OBJECTIVE COMMUNICATIONS, INC. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 674421102 ---------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 SCHEDULE 13G Page 2 of 5 Pages CUSIP No. 674421102 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Steven A. Rogers - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 951,582 ------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY EACH None REPORTING PERSON ------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 951,582 ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 951,582 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.8% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- Page 2 of 5 Pages 3 SCHEDULE 13G Item 1(a) Name of Issuer Objective Communications, Inc. Item 1(b) Address of Issuer's Principal Executive Offices 75 Rochester Avenue Portsmouth, New Hampshire Item 2(a) Name of Person Filing Steven A. Rogers Item 2(b) Address of Principal Business Office or, if None, Residence 75 Rochester Avenue Portsmouth, New Hampshire Item 2(c) Citizenship United States of America Item 2(d) Title of Class of Securities Common Stock, $0.01 par value Item 2(e) CUSIP No. 674421102 Item 3 If this statement is filed pursuant to Rules 13(d)-1(b) or 13d-2(b), check whether the person filing is a: Not applicable Item 4 Ownership (as of December 31, 1997) (a) Amount Beneficially Owned: 951,582 Page 3 of 5 Pages 4 (b) Percent of Class (based on 5,676,850 shares outstanding on December 31, 1997): 16.8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 951,582 (ii) shared power to vote or to direct the vote None (iii) sole power to dispose or to direct the disposition of 951,582 (iv) shared power to dispose or to direct the disposition of None The shares shown in Item 4 consist of 889,916 held by Steven Rogers directly, 10,000 shares of Common Stock held by Mr. Rogers' son, as to which Mr. Rogers disclaims beneficial ownership; 30,000 shares of Common Stock held by Mark Rogers, Steven Rogers' brother, as custodian for Steven Rogers' three minor children, as to which Mr. Rogers disclaims beneficial ownership; 16,666 shares of Common Stock issuable upon exercise of warrants; and 5,000 shares of Common Stock issuable upon exercise of options. Item 5 Ownership of Five Percent or Less of a Class Not applicable Item 6 Ownership of More Than Five Percent on Behalf of Another Person Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported or by the Parent Holding Company Not applicable Item 8 Identification and Classification of Members of the Group Not applicable Page 4 of 5 Pages 5 Item 9 Notice of Dissolution of Group Not applicable Item 10 Certification Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 -------------------------------- (Date) /s/ Steven A. Rogers -------------------------------- Steven A. Rogers President and Chief Executive Officer Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----